QUESTION 10 In order for a corporation to open a cash account, it would need to send a brokerage firm a copy of a: O Corporate resolution O Corporate charter Both Corporate charter & Corporate...

Extracted text: QUESTION 10 In order for a corporation to open a cash account, it would need to send a brokerage firm a copy of a: O Corporate resolution O Corporate charter Both Corporate charter & Corporate resolution O Neither Corporate charter nor Corporate resolution QUESTION 8 In a limited discretionary account, a Registered Rep may do any of the following EXCEPT: Obtain written approval from a principal for each trade executed Execute trades without the verbal approval of the customer Withdraw securities or cash Buy securities that are suitable