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Knowledge Assessment Knowledge Assessment Criteria Unit code, name and release number SITXGLC001 - Research and comply with regulatory requirements (1) Qualification/Course code, name and release number Teaching staff/student to select the correct qualification the student is enrolled in from the below dropdown list: SIT50416 | Diploma of Hospitality Management (1) Student details Student number Student name Assessment Declaration Note: If you are an online student, you will be required to complete this declaration on the TAFE NSW online learning platform when you upload your assessment. This assessment is my original work and has not been: · plagiarised or copied from any source without providing due acknowledgement. · written for me by any other person except where such collaboration has been authorised by the Teacher/Assessor concerned. Student signature and Date Document titleVersion 1.0Page 1 of 3 Disclaimer: Printed copies of this document are regarded as uncontrolled. Please check to ensure this is the latest version. © 2011 Department of Education and Communities, TAFE NSW eLearning Hub | Version: 0.0 | Created: dd/mm/2011 Document title: SITXGLC001_AE_Kn_1of2Page 7 of 8 Resource ID: TES_18_007_SITXGLC001_AE_Kn_1of2 STUDENT NAME: Version:20210430 Date created:25 May 2020 Date modified:30/04/2021 For queries, please contact: TAFE NSW – Tourism and Experience Services SkillsPoint Coffs Harbour Education Campus – Coffs Harbour © 2021 TAFE NSW, Sydney RTO Provider Number 90003 | CRICOS Provider Code: 00591E This assessment can be found in the: Learning Bank The contents in this document is copyright © TAFE NSW 2021 and should not be reproduced without the permission of TAFE NSW. Information contained in this document is correct at the time of printing: 30 April 2021. For current information please refer to our website or your Teacher/Assessor as appropriate. Assessment instructions Table 1 Assessment instructions Assessment details Instructions Assessment overview The aim of this assessment is to assess your knowledge and performance as would be required to comply with laws and licensing requirements for specific business operations. It requires the ability to access and interpret regulatory information. Assessment Event number 1 of 2 Instructions for this assessment This is a written assessment that assesses your knowledge of the unit. This assessment is in one (1) part: 1. Written questions – three (3) And is supported by: · Assessment feedback Submission instructions Complete the answer to each of the questions in a word file and save your file with the assessment event name and your name as follows: · SITXGLC001_AE_Kn_firstname_lastname On completion of this assessment, you are required to submit it to your Teacher/Assessor for marking. Ensure you have included your name at the bottom of each document you submit. This is not required for an online quiz. It is important that you keep a copy of all electronic and hardcopy assessments submitted to TAFE and complete the assessment declaration when submitting the assessment. What do I need to do to achieve a satisfactory result? To achieve a satisfactory result for this assessment all questions must be answered correctly. If a resit is required to achieve a satisfactory result it will be conducted at an agreed time after a suitable revision period. What do I need to provide? · TAFE NSW student account username and password. If you do not know your username and password, contact your campus or service centre on 131601. · Computer or other device with word processing software and internet access · Writing materials, if required What the Teacher/Assessor will provide Access to this assessment and learning resources, including the student workbook and any supporting documents or links. Due date Time allowed 3 hours (indicative only) Supervision This is an unsupervised, take-home assessment. Your Teacher/Assessor may ask for additional evidence to verify the authenticity of your submission and confirm that the assessment task was completed by you. You may access your referenced text, learning notes and other resources. Assessment feedback, review or appeals In accordance with the TAFE NSW policy Manage Assessment Appeals, all students have the right to appeal an assessment decision in relation to how the assessment was conducted and the outcome of the assessment. Appeals must be lodged within 14 working days of the formal notification of the result of the assessment. If you would like to request a review of your results or if you have any concerns about your results, contact your Teacher/Assessor or Head Teacher. If they are unavailable, contact the Student Administration Officer. Contact your Head Teacher for the assessment appeals procedures at your college/campus. Part 1: Written questions 1. Research and determine the key legal responsibilities and liabilities of all of the managers and directors in the four (4) business structures below; 1. Sole traders – Sole trader 2. Trust - Trustee 3. Company – Board Member/Director and Financial Controller 4. Partnership – Partner You must focus on the following four (4) areas: · taxation – how much tax you pay and the types of taxation payable, · record keeping requirements, · licencing and business registration, · insurances 2. Select one (1) local, state, territory or commonwealth Act or legislation applicable to your industry area then research and identify the information that you would obtain from the following sources, as it relates to that Act or legislation. a. government departments or regulatory agencies b. industry associations that support the legislation including: · accreditation operators · associations and organisations · developers of codes of conduct or ethics · journals · seminars · training courses and conferences c. plain English documentation that explains the operational requirements of legislation d. reliable internet data e.g. statistics e. lawyers f. networking with: · colleagues · suppliers · discussions with experienced industry personnel g. libraries and reference books h. media i. personal observations and experience j. unions 3. Investigate five (5) regulatory authorities that are applicable to your industry area. Provide an overview of the following for each: a. functions of the regulatory authorities and b. operating procedures* of these authorities then c. provide two (2) examples of how those operating procedures impact the operations your business/industry area. *regulatory authorities operating procedures describe how these authorities conduct their business. This may include but is not limited to areas such as their ability or authority to audit, impose fines or business restrictions, and set standards for business’ to operate. Assessment Feedback NOTE: This section must have the Teacher/Assessor and student signature to complete the feedback. If you are submitting through the TAFE NSW online learning platform, your Teacher/Assessor will give you feedback via the platform. Assessment outcome ☐ Satisfactory ☐ Unsatisfactory Assessor feedback ☐ Has the Assessment Declaration for this assessment event been signed and dated by the student? ☐ Are you assured that the evidence presented for assessment is the student’s own work? ☐ Was reasonable adjustment in place for this assessment event? If yes, ensure it is detailed on the assessment document. Comments: Assessor name, signature and date: Student acknowledgement of assessment outcome Would you like to make any comments about this assessment? Student name, signature and date